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SEC INFORMATION AND LAWS

1. SEC HomePage
2. SEC EDGAR Archives and Search Tools
3. SEC Division of Corporate Finance
4. SEC Small Business Forms and Associated Regulations
5. Securities Act of 1933
6. 1933 Act Regulations and Forms
7. Securities Exchange Act of 1934
8. 1934 Act Regulations and Forms
9. Public Utility Holding Company Act of 1935
10. Trust Indenture Act of 1939
11. Investment Company Act of 1940
12. Investment Advisers Act of 1940
13. Sarbanes-Oxley Act of 2002

EDGAR INFORMATION

1. All About EDGAR
2. Information for EDGAR Filers from the SEC
3. Form Types for Electronic Filing on EDGAR
4. Overview of the Most Common Corporate Filings Made with SEC
5. All SEC Forms, Rules and Regulations available in PDF format
6. EDGAR On-line Forms Login for Ownership Form Filers
7. EDGAR On-line Forms Login for Non-ownership Form Filers
8. EDGAR News from the SEC

PUBLIC COMPANY INFORMATION

1. AMEX Website
2. New York Stock Exchange
3. NASD Web Site
4. OTC Bulletin Board
5. Pink Sheets
6. EDGAR On-Line
7. Free EDGAR

SEC EDGAR FORMS FOR DOWNLOAD

FORM ID

Application for Access Codes to obtain CCC & CIK

FEDWIRE

Instructions for Wire Transfer of Securities and Exchange Commission

Filing Fees

Current Filing Fees for applicable filings

FORM 8-K

Current Report (Instructions included)

FORM 3

Initial Statement of beneficial ownership of securities

FORM 4

Statement of changes of beneficial ownership of securities

FORM 5

Annual Statement of beneficial ownership of securities

FORM 13D

Abbreviated version of Schedule 13D

 

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